11AC1-6 Post
Exchange Full Name Total Order Percentage Total Order Count Total Market Order Percent Total Market Order Count Total Limit Order Percent Total Limit Order Count Total Other Order Percent Total Other Order Count Payment For Order Flow
ALWC - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
ARCA - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
ASE AMERICAN STOCK EXCHANGE 24.1 7 0 0 24.1 7 0 0 None
ASE AMERICAN STOCK EXCHANGE 72.1 31 50 2 76.3 29 0 0 None
ATTN - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
AWLC - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
BAMM - AWAY FROM PERSHING - 1.03896103896104 4 0 0 1.03896103896104 4 0 0 None
BISH - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
BSE BOSTON STOCK EXCHANGE 21.9 88 21.7 70 23.5 16 18.2 2 None
BSE BOSTON STOCK EXCHANGE 2.3 1 25 1 0 0 0 0 None
BTRD - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
CBOE CBOE EXCHANGE 44.8 13 0 0 44.8 13 0 0 None
CIBC CIBC WORLD MARKETS CORP. 1.3 3 0 0 3.3 3 0 0 None
CINN CINCINNATI STOCK EXCHANGE 25.6 11 25 1 23.7 9 100 1 None
CINN CINCINNATI STOCK EXCHANGE 49.4 198 48.4 156 50 34 72.7 8 None
CLYN - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
CRNR - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
EQUI - AWAY FROM PERSHING - 1.55844155844156 6 0 0 1.55844155844156 6 0 0 None
ERNS - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
FAHN - AWAY FROM PERSHING - 0.779220779220779 3 0 0 0.779220779220779 3 0 0 None
FLTT FLEET TRADING, A DIVISION OF FLEET SECURITIES, INC. 1.7 4 1.4 2 2.2 2 0 0 None
FLTT FLEET TRADING, A DIVISION OF FLEET SECURITIES, INC. - A 3.8961038961039 15 0 0 3.8961038961039 15 0 0 None
FRAN - AWAY FROM PERSHING - 1.2987012987013 5 0 0 1.2987012987013 5 0 0 None
FRGP - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
FSWC - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
GCAP - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
GVRC - AWAY FROM PERSHING - 11.1688311688312 43 0 0 11.1688311688312 43 0 0 None
HILL HILL, THOMPSON, MAGID & CO. 2.1 5 0 0 5.5 5 0 0 None
HILL HILL, THOMPSON, MAGID & CO. - AWAY FROM PERSHING - 5.97402597402597 23 0 0 5.97402597402597 23 0 0 None
HRZG HERZOG, HEINE, GEDULD, INC. - AWAY FROM PERSHING - 17.4025974025974 67 0 0 17.4025974025974 67 0 0 None
HRZG HERZOG, HEINE, GEDULD, INC. 7.5 18 1.4 2 17.6 16 0 0 None
IB - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
IFSC - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
INCA - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
ISLD - AWAY FROM PERSHING - 0.779220779220779 3 0 0 0.779220779220779 3 0 0 None
KASH - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
KOSE - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
LTCO LADENBURG AND THALMAN - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
MHMY M.H. MEYERSON & CO., INC. - AWAY FROM PERSHING - 1.81818181818182 7 0 0 1.81818181818182 7 0 0 None
MHMY M.H. MEYERSON & CO., INC. 2.1 5 0 0 5.5 5 0 0 None
MWSE CHICAGO STOCK EXCHANGE 8 32 9.6 31 1.5 1 0 0 None
NATL - AWAY FROM PERSHING - 1.2987012987013 5 0 0 1.2987012987013 5 0 0 None
NDBC NDB CAPITAL MARKETS CORP. 3.8 9 2.8 4 5.5 5 0 0 None
NDBC NDB CAPITAL MARKETS CORP. - AWAY FROM PERSHING - 1.03896103896104 4 0 0 1.03896103896104 4 0 0 None
NITE KNIGHT SECURITIES L.P. 2.5 6 0 0 6.6 6 0 0 None
NITE KNIGHT SECURITIES L.P. - AWAY FROM PERSHING - 21.5584415584416 83 0 0 21.5584415584416 83 0 0 None
NYSE NEW YORK STOCK EXCHANGE 20.2 81 19.9 64 23.5 16 9.1 1 None
OLIE - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
OSS PERSHING PREFERRED DESK 0.2 1 0 0 1.5 1 0 0 None
PBWE PHILADELPHIA STOCK EXCHANGE 0.2 1 0.3 1 0 0 0 0 None
PBWE PHILADELPHIA STOCK EXCHANGE 27.6 8 0 0 27.6 8 0 0 None
PCSE PACIFIC EXCHANGE 3.4 1 0 0 3.4 1 0 0 None
PERT PERSHING TRADING COMPANY, L.P.(AFFILIATE/DLJ) 77.1 185 91.5 129 52.7 48 100 8 None
PGON PARAGON - AWAY FROM PERSHING - 2.5974025974026 10 0 0 2.5974025974026 10 0 0 None
PILL - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
REDI - AWAY FROM PERSHING - 1.03896103896104 4 0 0 1.03896103896104 4 0 0 None
REJC - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
ROTH - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
SCHB SCHWAB CAPITAL MARKETS L.P. 0.8 2 1.4 2 0 0 0 0 None
SCHB SCHWAB CAPITAL MARKETS L.P. - AWAY FROM PERSHING - 9.87012987012987 38 0 0 9.87012987012987 38 0 0 None
SLKC SPEAR, LEEDS & KELLOGG CAPITAL MARKETS 0.8 2 1.4 2 0 0 0 0 None
SLKC - AWAY FROM PERSHING - 4.67532467532468 18 0 0 4.67532467532468 18 0 0 None
SYND - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
VFIN - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
VIEW - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
WATH - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
WDCO - AWAY FROM PERSHING - 0.519480519480519 2 0 0 0.519480519480519 2 0 0 None
WIEN - AWAY FROM PERSHING - 1.2987012987013 5 0 0 1.2987012987013 5 0 0 None
WINS - AWAY FROM PERSHING - 0.779220779220779 3 0 0 0.779220779220779 3 0 0 None
WMIN - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
WORL - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None
YKTN - AWAY FROM PERSHING - 0.25974025974026 1 0 0 0.25974025974026 1 0 0 None