11AC1-6 Post
Exchange Full Name Total Order Percentage Total Order Count Total Market Order Percent Total Market Order Count Total Limit Order Percent Total Limit Order Count Total Other Order Percent Total Other Order Count Payment For Order Flow
ARCA - AWAY FROM PERSHING - 1.81818181818182 2 0 0 1.81818181818182 2 0 0 None
ASE AMERICAN STOCK EXCHANGE 82.4 28 50 3 92.6 25 0 0 None
ASE AMERICAN STOCK EXCHANGE 45 9 80 4 33.3 5 0 0 None
AXIO - AWAY FROM PERSHING - 1.81818181818182 2 0 0 1.81818181818182 2 0 0 None
BAMM - AWAY FROM PERSHING - 4.54545454545455 5 0 0 4.54545454545455 5 0 0 None
BSE BOSTON STOCK EXCHANGE 21.9 100 22.1 89 20.4 11 0 0 None
BSE BOSTON STOCK EXCHANGE 5.9 2 33.3 2 0 0 0 0 None
CBOE CBOE EXCHANGE 40 8 0 0 53.3 8 0 0 None
CINN CINCINNATI STOCK EXCHANGE 11.8 4 16.7 1 7.4 2 100 1 None
CINN CINCINNATI STOCK EXCHANGE 47.7 218 49.4 199 35.2 19 0 0 None
CYBR - AWAY FROM PERSHING - 4.54545454545455 5 0 0 4.54545454545455 5 0 0 None
FBWA FERRIS BAKER WATTS INC. 0.4 1 0 0 2.2 1 0 0 None
FLTT FLEET TRADING, A DIVISION OF FLEET SECURITIES, INC. 1.7 4 2.2 4 0 0 0 0 None
FLTT FLEET TRADING, A DIVISION OF FLEET SECURITIES, INC. - A 6.36363636363636 7 0 0 6.36363636363636 7 0 0 None
GVRC - AWAY FROM PERSHING - 14.5454545454545 16 0 0 14.5454545454545 16 0 0 None
HILL HILL, THOMPSON, MAGID & CO. - AWAY FROM PERSHING - 4.54545454545455 5 0 0 4.54545454545455 5 0 0 None
HILL HILL, THOMPSON, MAGID & CO. 0.4 1 0.5 1 0 0 0 0 None
MACK - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
MHMY M.H. MEYERSON & CO., INC. - AWAY FROM PERSHING - 3.63636363636364 4 0 0 3.63636363636364 4 0 0 None
MHMY M.H. MEYERSON & CO., INC. 2.6 6 0.5 1 10.9 5 0 0 None
MLNJ
3 7 2.2 4 6.5 3 0 0 None
MLNJ - AWAY FROM PERSHING - 10.9090909090909 12 0 0 10.9090909090909 12 0 0 None
MOKE MORGAN, KEEGAN & COMPANY, INC. 0.4 1 0 0 2.2 1 0 0 None
MWSE CHICAGO STOCK EXCHANGE 7.7 35 8.7 35 0 0 0 0 None
NDBC NDB CAPITAL MARKETS CORP. 1.7 4 1.1 2 4.3 2 0 0 None
NITE KNIGHT SECURITIES L.P. - AWAY FROM PERSHING - 24.5454545454545 27 0 0 24.5454545454545 27 0 0 None
NYSE NEW YORK STOCK EXCHANGE 21.7 99 18.9 76 42.6 23 0 0 None
OSS PERSHING PREFERRED DESK 0.9 4 0.7 3 1.9 1 0 0 None
PBWE PHILADELPHIA STOCK EXCHANGE 15 3 20 1 13.3 2 0 0 None
PBWE PHILADELPHIA STOCK EXCHANGE 0.2 1 0.2 1 0 0 0 0 None
PERT PERSHING TRADING COMPANY, L.P.(AFFILIATE/DLJ) 81.3 187 88 162 54.3 25 0 0 None
PGON PARAGON - AWAY FROM PERSHING - 1.81818181818182 2 0 0 1.81818181818182 2 0 0 None
PILL - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
PRGM - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
PUGS - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
SCHB SCHWAB CAPITAL MARKETS L.P. - AWAY FROM PERSHING - 8.18181818181818 9 0 0 8.18181818181818 9 0 0 None
SCHB SCHWAB CAPITAL MARKETS L.P. 5.2 12 2.7 5 15.2 7 0 0 None
SLKC SPEAR, LEEDS & KELLOGG CAPITAL MARKETS 1.7 4 2.2 4 0 0 0 0 None
SLKC - AWAY FROM PERSHING - 5.45454545454545 6 0 0 5.45454545454545 6 0 0 None
TRAC - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
VFIN - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
WECK - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None
WEDB - AWAY FROM PERSHING - 0.909090909090909 1 0 0 0.909090909090909 1 0 0 None